• Contents
  • Search
  • MyCompliance Help
    • What's New in MyCompliance Office
    • Compliance Management
      • Browser Cache Recommendations
      • Logging In
      • Task
        • Adding a Task
        • Saving a Task as a Draft
        • Schedule To Recur
        • Information to Assignees
        • Reminders and Escalations
        • Viewing a Task
        • Commenting on a Task
        • Audit History
        • Closing a Task
        • Deleting a Task
        • Listing Assignments
        • Listing Task Instances
        • Editing a Task
        • Search Tasks
      • Communications
        • Send an Email Communication
        • Search Email Communications
        • View Email Communications
        • Export Email Communications
      • Task Instances
        • View Task Instance
        • Edit a Task Instance
      • Assignments
        • View an Assignment
        • Attaching Documents
        • Commenting on an Assignment
        • Audit History
        • Completing an Assignment
        • Rejecting an Assignment
        • Reassigning an Assignment
        • Deleting an Assignment
        • Reopening an Assignment
        • Search Assignments
      • Employee Requests
        • Approving a Request
        • Denying a Request
        • Approval Settings for Employee Requests
      • Cases
        • Adding a Case
        • Viewing a Case
        • Audit History
        • Search Cases
        • Attach a document to a Case
      • Questionnaires
        • Adding a Questionnaire
        • Viewing the Questionnaire Details
        • Editing the Questionnaire Details
        • Activating the Questionnaire
        • Using Questionnaires for Online Declarations
      • Dashboard
        • Open Cases By Age Chart
        • Number of Cases By Compliance Category
        • % of Assignments completed by Due Date within last 3 Months
        • Open Assignments by Due Date
        • Number of Assignments by Compliance Category
        • % of Assignments by Compliance Category
        • Personal Trading
        • Open Employee Requests
      • Task Wizard
        • Create Task Using the Task Wizard
    • My Compliance
      • Overview/Online Declarations
        • View Pre Clearance Requests
        • Submit a Pre Clearance Request
        • Submit an Equity Pre Clearance Request
        • Submit a Fixed Income Pre Clearance Request
        • Submit an Option Pre Clearance Request
        • Submit an IPO Pre Clearance Request
        • Submit a Private Placement Pre Clearance Request
        • Submit a Pre Clearance Request for a Security Type not pre-defined on MyCompliance Office
        • Enter a Security Details Manually
        • My Gifts Given
        • Submit a Gift Given Request
        • My Gifts Received
        • Submit a Gift Received Request
        • Submit a Political Contribution Request
      • My Assignments
        • View an Assignment
        • Attaching Documents
        • Commenting on an assignment
        • Audit History
        • Completing an Assignment
        • Rejecting an Assignment
        • Reassigning an Assignment
        • Deleting an Assignment
        • Reopening an Assignment
        • Search Assignments
        • Answering a Questionnaire
      • My Requests
        • Pre Clearances
          • Viewing Pre Clearance Requests
        • Gifts Given
          • Viewing Gifts Given
        • Gifts Received
          • Viewing Gifts Received
        • Political Contributions
          • Viewing Political Contribution Requests
      • My Accounts
        • View My Accounts
        • Find an Account
        • Add an Account
        • Edit an Account
        • Close an Account
        • Attest My Accounts
        • View My Account Details for (ByAllAccounts)
      • My Trades
        • View My Trades
        • Find a Trade(s)
        • Add a Trade to My Trades
        • Attest My Trades
        • My Requests
      • My Holdings
        • View My Holdings
        • Find a Holding(s)
        • Add a Holding
        • Attest My Holdings
      • My Trading Docs
        • View My Trading Docs
        • Find My Trading Docs
        • Add a Statement/Confirm
      • My Tasks
        • Adding a Task
        • Saving a Task as a Draft
        • Schedule to Recur
        • Information to Assignees
        • Reminders and Escalations
        • Viewing a Task
        • Commenting on a Task
        • Audit History
        • Closing a Task
        • Deleting a Task
        • Listing Assignments
        • Reassigning an assignment(within My Tasks)
        • Listing Task Instances
        • Editing a Task
        • Search Tasks
      • My Task Instances
        • Adding additional assignees to a Task/Task Instance
      • Cases
        • Cases Overview
        • Cases Created by me
        • Cases Assigned to Me
        • Adding a Case
        • Commenting on a case
        • Resolving a case
        • Viewing a Case
        • Audit History
        • Deleting a case
        • Closing a case
        • Re-Opening a case
        • Editing a Case(Created by Me)
        • Attaching Document(s)
        • Search Cases
    • Policies and Procedures
      • Viewing Policy and Procedure Documents
      • Adding a Policy & Procedure Document
      • Viewing Document Properties
        • Viewing Versions
        • Viewing Associated Tasks
        • Viewing Associated Cases
        • Editing Document Properties
      • Editing a Document(Check Out)
      • Checking in a Document
      • Canceling Checkout
      • Deleting a Document
    • Firm Documents
      • Viewing Firm Documents
      • Adding a Firm Document
      • Editing a Document(Check-Out)
      • Checking in a Document
      • Canceling Checkout
      • Deleting a Firm Document
      • Adding a Folder
      • Editing a Folder
      • Deleting a Folder
      • Organize Documents
      • Email Notifications-Receiving Email Notifications
      • Viewing Document Properties
        • Viewing Versions
        • Viewing Associated Tasks
        • Viewing Associated Cases
        • Editing Document Properties
    • Personal Trading
      • Employee Trades
        • View Employee Trades
        • View Transaction Details
        • Review a Transaction
        • Mark a Transaction as Not Reviewed
        • Resolve an Alert
        • Re-Open an Alert
      • Pre Clearance Requests
        • View a Pre Clearance Request
        • Action a Pre Clearance Request
        • Search Pre Clearance Requests
      • Employee Holdings
        • View Employee Holdings
        • Review Employee Holdings
        • Add a Holding
        • Holding Calculation
      • Statements
        • Statement Processing
        • Statement Tracking
        • Trading Docs
      • Manually Entered Trades
        • View Manually Entered Trades
        • Add Trades
    • Gifts & Contributions
      • Gifts/Entertainment Received
        • Create Gift Received Request
        • Approve a Gift Received Request
        • Deny Gift Received Request
        • Confirm a Gift Received Request
        • View Gift Received Actual
        • Search Gift Received Actuals
        • Export Gift Received Actuals
      • Political Contributions
        • Create Political Contribution Request
        • Approve a Political Contribution Request
        • Deny a Political Contribution Request
        • Confirm a Contribution
        • View Political Contribution Actual
        • Search Political Contribution Actual
        • Export Political Contribution Actual
      • Gift Given
        • Create a Gift Given Request
        • Approve Gift Given Request
        • Deny Gift Given Request
        • Confirm a Gift Given Request
        • View Gift Given Actual
        • Search Gift Given Actual
        • Export Gift Given Actual
    • Admin
      • Users
        • Add a User
        • Edit a User
        • Reset a User
        • Disable a User
        • Activate a Disabled User
      • Groups
        • Add a Group
        • Edit a Group
      • Employee Accounts
        • Add an Account
        • View Account Details for Direct Feed Accounts
        • View Account Details for ByAllAccounts
        • Request Employees To Validate Account Details ByAllAccounts
        • Request Duplicate Statements and Confirms
      • Restricted Securities
        • View Restricted Securities
        • Add a Restricted Security
      • Restricted Security Types
        • View Restricted Security Types
        • Add a Restricted Security Type
      • Approved Securities
        • View Approved Securities
        • Add an Approved Security
      • Approved Security Types
        • View Approved Security Types
        • Add an Approved Security Type
      • Export Options & Reporting
        • Exporting to Excel or CSV
        • Exporting to PDF
        • Customizing Reports to export to PDF
      • Filter Admin
      • Configure Request Workflow
      • Post Trade Rules
        • GIC Rules
    • Glossary
  • What's new
    • December 2017 Release Webinar
    • March 2018 Release Webinar
    • MCO Client Webinar - Release Notes 8.8.2
    • MCO Client Webinar Release Notes 8.8.3
    • Advanced Rules Management
    • MCO Advanced Admin
    • MCO Client Webinar - Release Notes 8.8.4
  • Videos
    • Add a Task
    • Review BAA accounts not connected
    • Update new version of document
    • Add an Employee Brokerage Account (Admin)
    • Review of Employee Trades
    • Webinar update 2016/05/28
    • Webinar KYTP
    • Learn Task & Assignment Essentials for MCO
    • Custom Forms: Making Employee Disclosures Easy on MCO
    • Demystifying Trade, Gift and Political Contribution Disclosures and Requests
    • Personal Trading: Making the most of your Trading Policy
    • Administering Users, Groups, RestrictedLists And Accounts In MCO
    • Bulk Data Management in MCO
    • Data Management 202
  • F.A.Q