Dashboard

Dashboard

The Compliance Management Dashboard (formerly called Overview) page is a dashboard providing a graphical snapshot (calendar) of the compliance activities within your firm. This allows any user with appropriate security entitlements in the firm to view the compliance activities and the status of these activities at a glance.

The state and priority of cases and assignments are displayed graphically:

    • To display summary details, move the mouse over a segment.

    • To drill down to the details, click any segment in a graph.

The following graphs are available:

    • Personal Trading

    • Open Employee Requests

    • % of Assignments completed by Due Date within last 3 months

    • Open Assignments by Due Date

    • Open Cases by Age

    • Number of Cases by Compliance Category

    • Number of Assignments by Compliance Category

    • % of Assignments by Compliance Category

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