Review Employee Holdings

Review Employee Holdings

1. Click the Personal Trading tab at the top of the screen.

2. Click the Employee Holdings tab. The Employee Holdings page is displayed with a tabular view of holdings/positions that have been entered onto MyComplianceOffice, either manually or on a broker feed.

3. Choose Not-Reviewed Only from the Reviewed field to view holdings that have not yet been reviewed.

4. To mark a holding as reviewed, click on the check-box for that holding. Click on the Review Selected button to save the change. You will be required to enter a Comment. Click confirm to submit the comment and complete the review. The Reviewed column will display a Yes for that record.

5. To mark all holdings on the page as reviewed, check the check-box in the column header, and click on the Review Selected button to save the changes. You will be required to enter a comment. Click on confirm to submit the comment and complete the review. The Reviewed column will display a Yes for those records.

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