MyCompliance
MyCompliance is the area where the general user will carry out most of their compliance duties on MyComplianceOffice. Tasks, Task Instances, Cases and Assignments belonging to or created by the individual user who is logged in are listed. Assignments and cases assigned to the user are listed in the summary tables on the MyCompliance Overview page.
Online Declarations such as Pre Clearance Requests for personal trades are completed and submitted for approval from the MyCompliance section. My Gifts Given/My Gifts Received Notifications, as well as customized online declarations for your firm such Political Donation Notifications, and Outside Activities Notifications are available in this section. Users can also review their personal Trades (My Trades), Accounts (My Accounts) and Holdings (My Holdings) in this section. As required, they can attest to the validity of the trades, accounts and holdings. Missing trades, accounts and holdings can be added by users with the appropriate permission set, and incorrect trades, accounts and holdings can be removed.
