THE MyComplianceOffice Personal Trading system saves you time and effort by enabling electronic capture of employee trades and automating the various compliance checks that firms need to carry out on this data.
The MyComplianceOffice automates your personal trading program and provides:
• The capability to capture 100% of all employee trade and holding data utilizing multiple data capture methods.
• Pre-clearance approvals.
• The flexibility to run a wide selection of pre-clearance and post trade rules.
• The capability to interface with your firms internal trading systems
• Attestations of employees accounts, trades and holdings.
• The ability to monitoring trading and holding data for each review period on all accounts.