• Approvals & Affirmations
• Questionnaires & Attestations
• Task and Case Management
• Document Management
• Dashboards

Our personal trading system allows firms to automate the process of monitoring their employees' personal trading from pre-clearance authorization of trade requests through post-trade reconciliation and reporting. Learn more

• Trade Pre-Clearance Process
• Configurable Rules Engine
• Automated Capture of All Trades
• Trade, Holding and Account Review

Click on one of the links below to learn more.

• Investment Advisers
• Hedge Funds
• Broker Dealers
• Private Equity
• Investment Managers(UK)
• Stockbrokers
• Corporations