The MyComplianceOffice questionnaires provides an efficient solution for managing collection, analysis, and reporting of the critical compliance information required by the SEC and FINRA. You can easily create and customize questionnaires to meet the specific business needs of your business and replicate current paper forms.
The questionnaires functionality provides users with a user friendly and familiar interface to complete compliance attestations, and answer one or many questions within one assignment.
Examples of how MyComplianceOffice questionnaires can be used as part of your compliance program include:
MyComplianceOffice offers additional features for attestations for specific code of ethics or potential conflicts of interests components such as gifts and entertainment, political contributions and outside interests.