Employee personal trade surveillance for chief  compliance officers made easier with MyComplianceOffice.
Request a trial of our trade activity surveillance software. Contact us for trade activity surveillance software information.
  • MyComplianceOffice can monitor broker-dealers and employee personal trading activity for non-compliance and protect the business from insider trading suspicions at audit inspection.
  • The compliance office monitoring tool helps investor advisors to avoid conflicts of interest.
  • Compliance officers can automate the surveillance process and capture all incidents for regulator audit inspection.
  • The Software as a Service surveillance tool helps all broker-dealers and personal trading to remain regulator compliant.
  • An easy to use compliance office activity monitoring tool for all broker-dealers and investment advisors.
  • The compliance office software monitoring tool from TerraNua helps with the surveillance of any conflict of interest issues.

    Employee Personal Trading

    Trade Pre-Clearance Process
    Configurable Rules Engine
    Automated Capture of all Trades
    Trade, Holding and Account Attestation
    Learn More    

    Compliance Program Manager

    Compliance Calendar Automation
    Disclosures, Attestations & Affirmations
    Testing and Due Diligence
    Learn More    

    Other Compliance Solutions

    Risk Manager
    Policies and Procedures
    Enterprise and Political Contributions
    Enterprise, Gifts and Entertainment
    Learn More    
    Latest Press Releases
    25 October 2013
    Press Release Thomson Reuters Announce Strategic Software Partnership with TerraNua.
    23 October 2013
    Press Release TerraNua Launches MySuitabilityOffice compliance tool.
    28 February 2013
    Press Release TerraNua Announces Strategic Partnership with Kinetic Partners.
    Latest Resources
    Webinar - Meeting FSA Conflicts Standards for UK hedge Fund Managers
    White Paper - Practical data considerations in selection of personal trade monitoring rules
    "MyComplianceOffice is now the centre of our compliance program. During a recent FINRA examination it cut the time taken by the regulators from over a week to just a few
    CCO Broker Dealer Client
        Website is Norton securred, powered by Verisign   Truste certified for privacy  
    MyComplianceOffice Linkedin updates MyComplianceOffice Twitter updates