Compliance Software for Hedge Funds

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MyComplianceOffice provides firms with a comprehensive hedge fund compliance solution which ensures both consistency and reduced costs in the implementation of your firms' compliance policy. This in turn allows the Chief Compliance Officer to adapt to, and successfully manage, ever changing SEC compliance requirements for Hedge Funds such as SEC Rule 206(4)-7.


Compliance Software Features

The MyComplianceOffice hedge fund compliance solution is specifically designed for hedge funds. The Hedge Fund Compliance Solution consists of the following modules.

  • Compliance management
  • Task Management
  • Document Management
  • Document Management
  • Personal Trading

Compliance Software Benefits

The MyComplianceOffice document management repository can be used to store FINRA required polices and procedures and a library of SEC Rules and Regulations affecting Hedge Funds for each firm.

MyComplianceOffice Task Management and Workflow functionality allows sign-off management in relation to Hedge Fund activities and enables the maintenance of a sign-off history for firm employees.

The Personal Trading module within the Hedge Fund compliance Solution allows Compliance professionals to manage their employees personal trading. Integrated feeds from all the major brokerages ensure that the time consuming process of reviewing statements and confirms is a thing of the past.