Compliance Case Management Solution

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Case Management Module

MyComplianceOffice offers firms a Case Management module that enables employees to create cases for unplanned or unexpected occurrences within the firm. Cases may be recorded and monitored through to resolution. Examples include trade errors, complaints, etc.

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The module is fully integrated with the workflow engine to assign cases to selected employees for resolution. Cases can then be closed by case owners.

Other MyComplianceOffice Case Management features include:

  • Attaching documents to cases
  • Filter cases based on their status
  • Assign compliance categories and priorities to cases
  • View and edit case details
  • View full case history
  • Generate case reports

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